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Increase Authorized Capital Without ROC Defects.

Share capital changes affect your MOA, ROC master data, stamp duty and future allotment. We prepare the filing in the right sequence so your company can raise or allot shares without avoidable delays.

Before filing SH-7, check these items.

Authorized capital increase is not just a form upload. A clean file starts with your Articles, meeting approvals and updated capital clause.

1AOA must authorise increase of authorised share capital, or AOA alteration may be needed first.
2Board meeting and shareholder approval should match the new capital structure exactly.
3MOA Clause V must be updated with the revised authorised capital and share breakup.
4SH-7 is generally filed within 30 days, with applicable ROC fee and stamp duty.

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    Why Companies Increase Authorized Capital.

    A company cannot allot shares beyond its authorised capital. Before a rights issue, private placement, investor entry or large allotment, the authorised limit must be sufficient.

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    New Share Allotment

    Increase the ceiling before issuing fresh equity or preference shares.

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    Investor Entry

    Prepare capital room for angel investors, strategic partners or group investment.

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    Rights Issue Planning

    Existing shareholders can subscribe to more shares after capital capacity is increased.

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    Expansion Funding

    Useful when business expansion requires more paid-up equity capital.

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    Debt Conversion

    Helps where loans or advances are proposed to be converted into equity, subject to law.

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    Clean ROC Records

    Proper SH-7 filing updates the company’s authorised capital records with ROC.

    Documents Required

    Information Needed for Authorized Capital Increase.

    Keep the latest charter documents, meeting papers and proposed capital details ready before filing.

    Company Details

    • CIN and company master data
    • Existing authorised capital
    • Existing paid-up capital
    • Latest MOA and AOA
    • Shareholding pattern

    Approval Papers

    • Board meeting notice
    • Board resolution
    • EGM notice and explanatory statement
    • Ordinary resolution
    • Shorter notice consent, if used

    Filing Attachments

    • Altered MOA capital clause
    • Altered AOA, if applicable
    • Certified true copy of resolution
    • DSC of authorised signatory
    • Professional certification details
    5-Step Process

    How CompanyJi Handles the Filing.

    We follow the practical sequence used for ROC-ready capital alteration files.

    01

    AOA Review

    We check whether Articles permit authorised capital increase.

    02

    Board Papers

    We draft board resolution and EGM notice with capital details.

    03

    Shareholder Approval

    Members approve the increase and capital clause alteration.

    04

    SH-7 Filing

    We prepare SH-7 with attachments, fees and stamp duty details.

    05

    Post-Filing Check

    We verify updated ROC data and advise next allotment steps.

    Important Difference

    Authorized Capital vs Paid-up Capital vs Share Allotment.

    Many companies confuse capital increase with share allotment. These are connected but different filings.

    Point
    Authorized Capital Increase
    Share Allotment
    Purpose
    Increases maximum share issue limit
    Issues actual shares to shareholders/investors
    Key Form
    SH-7
    PAS-3 and related documents
    MOA Impact
    Capital clause changes
    Usually no MOA capital clause change
    When needed
    Before allotment if limit is insufficient
    After approval and receipt of subscription money
    Everything you need to know

    Increase Authorized Capital FAQs

    Answers are grouped by topic so founders, CFOs and company teams can quickly understand the ROC process.

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    Basics

    Meaning and use of authorised capital.

    What is authorised share capital?+

    It is the maximum amount of share capital a company is authorised to issue under its Memorandum of Association.

    Why should a company increase authorised capital?+

    It is needed when the company wants to issue shares beyond the existing authorised limit, such as for investment, rights issue or expansion funding.

    Can paid-up capital exceed authorised capital?+

    No. Paid-up capital cannot exceed authorised capital. The authorised limit must be increased first.

    Is authorised capital shown on MCA?+

    Yes. Once the filing is approved/processed, the updated authorised capital should reflect in company master data.

    Is this the same as raising funds?+

    No. It only increases the share issue ceiling. Actual fund raising needs share allotment and other compliances.

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    Approvals

    Board, shareholders and AOA checks.

    Is board approval required?+

    Yes. The board usually approves the proposal and calls the general meeting for member approval.

    Is shareholder approval required?+

    Yes. Members usually pass an ordinary resolution if the AOA authorises the increase.

    What if AOA does not permit increase?+

    The AOA may need to be amended first by following the applicable special resolution and filing process.

    Can approval be taken in AGM?+

    Yes, if the agenda is included properly. Many companies also use an EGM when the change is urgent.

    Is ordinary resolution enough?+

    Generally yes for increase under Section 61 if AOA permits. If AOA alteration is needed, special resolution may also be involved.

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    Forms

    ROC filing forms and sequence.

    Which form is filed for authorised capital increase?+

    Form SH-7 is the main ROC form for alteration of share capital.

    When is SH-7 filed?+

    SH-7 is generally filed within 30 days from passing the resolution for alteration of capital.

    Is MGT-14 required?+

    MGT-14 may be required if a special resolution or AOA alteration is involved. Applicability depends on the facts and company type.

    Is PAS-3 filed with SH-7?+

    PAS-3 is not for increasing authorised capital. It is used for return of allotment when shares are actually allotted.

    Can SH-7 be filed late?+

    Late filing may attract additional fees and can create compliance issues. It is better to file within the prescribed period.

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    Documents

    What to keep ready.

    What documents are required?+

    Board resolution, shareholder resolution, EGM notice, altered MOA, AOA if amended, DSC and company details are commonly required.

    Is altered MOA mandatory?+

    Yes. The capital clause of MOA must reflect the revised authorised capital.

    Is altered AOA required?+

    Only if the AOA needs amendment or does not already permit the capital increase.

    Do we need shareholder list?+

    It may be useful for meeting papers and records, though exact attachments depend on the filing requirement and professional review.

    Is DSC needed?+

    Yes. ROC forms are digitally signed by an authorised signatory and certified as applicable.

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    Fees

    Government fee and stamp duty.

    Is government fee payable?+

    Yes. ROC filing fee is payable based on authorised capital and applicable MCA rules.

    Is stamp duty payable?+

    Stamp duty may be payable on the increase and is generally state-specific through the MCA payment workflow.

    Does fee depend on increased amount?+

    Yes. Fees and duty generally depend on the existing and proposed authorised capital slab/amount.

    Can CompanyJi estimate total cost?+

    Yes. Share existing authorised capital, proposed capital and state of registered office for a practical estimate.

    Are professional fees separate?+

    Yes. Professional fees are separate from government fees, additional fees and stamp duty.

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    Allotment

    Connection with share issue.

    Can shares be allotted immediately after SH-7?+

    Shares can be allotted after the authorised limit is sufficient and the separate allotment process is followed.

    Does SH-7 issue shares automatically?+

    No. SH-7 only updates authorised capital. Actual share issue requires a separate allotment process.

    What comes after authorised capital increase?+

    The company may proceed with rights issue, private placement, preferential allotment or other permitted issue route.

    Is valuation required?+

    Valuation is not usually required merely for authorised capital increase, but may be needed for certain allotments.

    Can preference share capital be increased?+

    Yes, if the capital structure and MOA/AOA support it and the correct approval and filing process is followed.

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    Mistakes

    Common defects and practical issues.

    What is the biggest mistake?+

    Filing SH-7 without checking whether the AOA permits capital increase is a common mistake.

    Can wrong capital breakup create defects?+

    Yes. The capital breakup in resolution, MOA and SH-7 must match.

    Can delayed filing affect funding?+

    Yes. Investor allotment can be delayed if authorised capital is not increased and reflected correctly.

    Should old MOA copies be ignored?+

    No. All updated company records should carry the new capital clause after approval.

    Can the increase be done after allotment?+

    No. If the allotment would exceed authorised capital, increase should be completed before allotment.

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    Timeline

    Practical turnaround and planning.

    How long does the process take?+

    If documents and approvals are ready, filing can often be completed quickly. Meeting notice period and ROC processing can affect the timeline.

    Can shorter notice be used?+

    Shorter notice may be possible with required member consent, depending on the facts and law.

    When should we start before investment?+

    Start before executing the actual share allotment plan so capital limits and approvals are ready.

    Can ROC raise resubmission?+

    Yes. Defects in attachments, capital figures or resolutions can lead to resubmission.

    Can CompanyJi help with allotment after this?+

    Yes. CompanyJi can also help with rights issue, private placement, PAS-3 filing and share certificate documentation.

    Increase your company’s capital before issuing more shares.

    Send your existing authorised capital, proposed capital and latest MOA/AOA. CompanyJi will guide the correct SH-7 and post-filing route.